Case Study : Banking
September 10, 2017
Case Study : Insurance
September 10, 2017
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Case Study : Capital Market

Capital Market

Our initial assessment of the process landscape in capital market firms suggest multiple process areas wherein value can be derived from robotics, subject to scale of operations, level of consolidation and nature of information
  • Client onboarding - documentation requirements check

  • Compliance, legal, credit and identification checks

  • Operational set-up of account in trading, collateral and settlement systems

  • Transparent status of onboarding process

  • Consistent data mapping between source and downstream systems

  • KYC/AML authentication: collection and analysis of basic identity information (CIP); name matching against lists of known parties (such as PEP)

  • Fraud detection - determination of the customer's risk in terms of propensity to commit money laundering, terrorist finance, or identity theft

  • Reconciliation - user defined rules to generate alerts on chargeback, retrieval request and response

  • Automated scheduling of reconciliation activity

  • Force match option facility to manually settle un-reconciled entries

  • Multi-level reconciliation that supports international & domestic networks across multiple delivery channels

  • Entitlement engine - providing timely, accurate distributions of dividends and interest

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